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Senior Regulatory Reporting Associate

Job ID R82820 Updated date 08/23/2019 Location Wilmington, Delaware
800 Delaware Avenue (18056), United States of America, Wilmington, Delaware

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Senior Regulatory Reporting Associate

Are you a forward thinking analytical genius who thrives on being a key contributor in a high energy financial services organization? Do you want to work in a business-casual, collaborative environment where your contributions are recognized, successes are elevated and effort is rewarded?


Our accountants are masters of accounting principles with a flawless understanding of the full end to end accounting process. You will be surrounded by intellectually curious accounting professionals every day, all with the end goal of creating a seamless, well managed client experience. As the demand for skilled accountants is at an all-time high – Capital One can provide an environment where you can excel in your career while still maintaining a work life balance that others will desire.


We are seeking a highly motivated professional to join the Capital Reporting team as a Senior Associate. This position will involve assuring the accurate and timely submission of required financial information to our regulators including the Federal Reserve, OCC and FDIC. The role will be a vital part of the complete and accurate reporting of our capital ratios and you will have exposure to many aspects of Capital One's business including loans, investments, derivatives, securitizations, and capital transactions. This individual must have excellent communication skills, both verbal and written, must be results-oriented with the ability to deliver high-quality results under tight deadlines, and an Independent worker with strong organizational and time management skills.  


The position will be responsible for the following:

  • Assisting in the preparation of regulatory capital calculations and reporting to regulatory agencies
  • Developing expertise in regulatory capital reporting, ensuring compliance with applicable guidance and requirements
  • Performing and enhancing reconciliations and other data validations in our reporting process
  • Partnering with data providers across the enterprise including with accounting and lines of business
  • Engage in automation and process improvement initiatives related to our reporting process
  • Support new product and data transformation efforts through direct engagement with line of business, risk, accounting and technology partners
  • Staying current with evolving industry and regulatory changes, including proper implementation of new reporting requirements


You will have the opportunity to manage multiple priorities and meet deadlines in a fast-paced time sensitive environment. Your dedication and discipline as a professional will help you to succeed in a collaborative environment and make a direct impact in our reporting process.


Basic Qualifications:
- Bachelor's Degree
- At least 2 years of Finance, Accounting, or Auditing experience

Preferred Qualifications:
- CPA certification
- 3 years of regulatory reporting experience at a financial institution
- 3 years of public accounting experience
- 3 years of external financial reporting experience

- 2 years of experience with Python or SQL or Quantum

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).