Principal Associate- Operational Risk Management
Category Risk Management
Experience Principal Associate
Primary Address Richmond, Virginia
OverviewWest Creek 3 (12073), United States of America, Richmond, VirginiaPrincipal Associate- Operational Risk Management
Do you want to join a team that’s dedicated to making risk management a competitive advantage at Capital One? We are looking to hire a new Principal on our fast-moving, hard-working, and fun operational risk management team! Bring your unique perspectives and experiences to help us be rigorous, curious and creative.
Operational Risk Advisors are the liaisons between Operational Risk Management (ORM) and first line business partners. Serving as both an effective challenger and a trusted advisor, we are integrated into multiple dimensions of first line risk identification and mitigation activities. As an Operational Risk Advisor supporting our Card business, your role will require excellent communication and interpersonal skills, superb integrative thinking across the facets of operational risk, and a desire to help the enterprise appropriately manage operational risk.
This role will primarily provide second line risk advisory and challenge for our US Card business, with significant interaction with first and second line stakeholders, as well as UK Card, and Canada Card.
Provide challenge to the First Line of Defense’s risk-taking and risk assessments (risk and control self assessments, process level assessments, product risk assessments) based on analysis of the business risk profile, control environment, and internal / external events
Evaluate new products and initiatives from an operational risk perspective through the new product governance process
Consult with Card partners on projects, new initiatives, business objectives, processes, risk events, controls, and monitoring
Provide a grounded assessment of the Card operational risk profile through quarterly Divisional Operational Risk Reporting and other internal/external reporting
Work across the multiple operational risk programs and understand how they impact Card
Influence leaders within ORM, Compliance, and Card on key operational risks and actions needed
Develop risk analysis, perform deep dive investigations, and drive specific risk initiatives
Ensure that operational risk activities in Card are aligned with enterprise requirements and expectations
Support the First Line in the development of strong controls and a highly effective control environment
Bachelor’s Degree or Military Experience
At least 3 years of experience in Risk Management, or Compliance, or Audit, or Finance
At least 2 years of experience in dealing with banking regulations
At least 3 years of experience in controls testing, process management, or product management
At least 2 years of experience in a leadership capacity on cross-functional teams
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
How We Hire
We take finding great coworkers pretty seriously.
Step 1 Apply
It only takes a few minutes to complete our application and assessment.
Step 2 Screen and Schedule
If your application is a good match you’ll hear from one of our recruiters to set up a screening interview.
Step 3 Interview(s)
Now’s your chance to learn about the job, show us who you are, share why you would be a great addition to the team and determine if Capital One is the place for you.
Step 4 Decision
The team will discuss — if it’s a good fit for us and you, we’ll make it official!
How to Pick the Perfect Career Opportunity
Overwhelmed by a tough career choice? Read these tips from Devon Rollins, Senior Director of Cyber Intelligence, to help you accept the right offer with confidence.
Your wellbeing is our priority
Our benefits and total compensation package is designed for the whole person. Caring for both you and your family.
Healthy Body, Healthy Mind
You have options and we have the tools to help you decide which health plans best fit your needs.
Save Money, Make Money
Secure your present, plan for your future and reduce expenses along the way.
Time, Family and Advice
Options for your time, opportunities for your family, and advice along the way. It’s time to BeWell.
Here’s how the team fits together. We’re big on growth and knowing who and how coworkers can best support you.
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